Braithwate Compliance Cloud

Streamline compliance operations with our compliance management platform

The Braithwate Compliance Cloud is used by firms to streamline compliance operations; improving efficiency and reducing risk by removing the spreadsheets and emails that proliferate in a typical compliance function.

The Braithwate Compliance Cloud is powered by MyComplianceCentre, an award-winning platform that hundreds of regulated firms rely on to manage their compliance operations.

The platform is available as a standalone tool, or with our Compliance-as-a-Service wrapper, providing a fully outsourced compliance function, ideally suited for start-ups and fast-growing firms.

- Attestations - Manage and record policy attestations.
- Boards & Committees - Manage your governance structre with all key information in one place.
- Compliance Advice - Receive, manage and store compliance enquiries from staff and customers.
- Document Manager - Share documents with full version control.
- File Checker - Track your file reviews and quality assurance activity.
- Monitoring Programme - Assign and track testing, monitoring and remediation activities.
- Regulatory Change - Monitor and triage regulatory developments relevant to your firm.
- Senior Managers and Certification Regime (SM&CR) - Manage documents and certificates for each of your SMFs and Certified staff.
- Task Manager - Manage and track your compliance team's workload in one place.
- Conflicts of Interest
- Financial Promotions
- Gifts and Entertainment
- Breaches and Incidents
- Personal Account Dealing
- Teams - Manager users, your organisational structure and reporting lines.
- User Configuration - Manage user permissions across the system.